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Sammy Lee Smith is a financial advisor professional located in Albany, GA. They specialize in financial advisory. With over 36 years of experience, they bring deep expertise to every client.
Sammy Lee Smith - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Sammy Lee Smith operates as a financial advisor through LPL Financial LLC in Albany, Georgia. With 36 years in the financial services industry, Smith brings extensive experience to client relationships. The business is registered with FINRA under CRD number 1982209, ensuring regulatory oversight of financial advisory activities. Smith's long tenure reflects sustained engagement with clients seeking financial guidance and planning services.
A FINRA CRD registration means Sammy Lee Smith is registered with the Financial Industry Regulatory Authority, the primary regulator of brokers and financial advisors in the United States. This registration requires background checks, compliance training, and ongoing adherence to FINRA rules governing client interactions, disclosures, and investment recommendations. The CRD number (1982209) is a unique identifier that allows clients to verify the advisor's registration status and disciplinary history through FINRA's public database. This oversight protects investors by establishing clear standards for conduct and accountability.