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Mary M Glaser is a financial advisor professional located in Amherst, MA. They specialize in financial advisory. With over 2 years of experience, they bring deep expertise to every client.
Mary M Glaser - Kestra Investment Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Mary M Glaser operates as a financial advisor in Amherst, Massachusetts, through Kestra Investment Services, LLC. With 2 years in business, she holds a FINRA CRD license (number 7007819), which registers her with the Financial Industry Regulatory Authority. This credential indicates her involvement in securities and investment advisory services, subject to FINRA's regulatory oversight and compliance requirements. Clients working with her can verify her registration status and disciplinary history through FINRA's public database.
A FINRA CRD license (CRD stands for Central Registration Depository) means Mary M Glaser is registered with the Financial Industry Regulatory Authority to conduct securities-related business. This registration requires her to meet specific regulatory standards and comply with FINRA rules governing advisor conduct, disclosures, and client protections. The license number allows clients to look up her registration details, including any disciplinary history, through FINRA's public records system. This oversight structure is designed to protect investors by ensuring advisors meet baseline competency and ethical standards.