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Lance Mike Penhale is a financial advisor professional located in Anchorage, AK. They specialize in financial advisory. With over 10 years of experience, they bring deep expertise to every client.
Lance Mike Penhale - First Command Brokerage Services, Inc. holds an active professional license (FINRA CRD) for your protection.
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Lance Mike Penhale operates First Command Brokerage Services, Inc. in Anchorage, Alaska, bringing 10 years of experience in financial advisory services. He holds a FINRA CRD registration, which governs his work in securities and investment matters. His practice focuses on helping clients navigate financial planning and brokerage services within the regulatory framework established by the Financial Industry Regulatory Authority.
Lance Mike Penhale's FINRA CRD registration indicates he is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees broker-dealers and investment professionals. This registration means he operates under FINRA's compliance rules and is subject to their oversight and disciplinary procedures. Clients working with a FINRA-registered advisor can verify his standing and complaint history through FINRA's BrokerCheck system, providing transparency about his regulatory status and any disciplinary actions.