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Brock Flickinger is a financial advisor professional located in Angola, IN. They specialize in financial advisory. With over 2 years of experience, they bring deep expertise to every client.
Brock Flickinger - Northwestern Mutual Investment Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Brock Flickinger operates Northwestern Mutual Investment Services, LLC in Angola, Indiana. As a financial advisor with two years in the business, he holds a FINRA CRD license (number 7525069), which governs his securities and investment advisory activities. He works with clients on financial planning and investment matters under FINRA regulatory oversight.
A FINRA CRD license means Brock Flickinger is registered with the Financial Industry Regulatory Authority and maintains a Central Registration Depository record. This license allows him to buy and sell securities and provide investment advice on behalf of clients. FINRA registration requires passing qualification exams and ongoing compliance with industry rules and regulations. It signals that his activities in securities and investments are subject to federal oversight and customer protection standards.