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Andrew J Stumbo is a financial advisor professional located in Ankeny, IA. They specialize in financial advisory. With over 12 years of experience, they bring deep expertise to every client.
Andrew J Stumbo - Northwestern Mutual Investment Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Andrew J Stumbo operates Northwestern Mutual Investment Services, LLC in Ankeny, Iowa. With 12 years in the financial advisory field, Stumbo holds a FINRA CRD license (number 6200584), which governs securities and investment activity. The practice focuses on financial planning and investment services for clients seeking professional guidance on their portfolios and long-term financial strategies.
A FINRA CRD license indicates registration with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing broker-dealers and investment professionals. This license type signals that Stumbo is authorized to conduct securities transactions and provide investment advice under FINRA's regulatory framework. The CRD designation means the advisor's background, qualifications, and disciplinary history are tracked in a centralized database accessible to the public, providing transparency about their regulatory standing and compliance record in the financial services industry.