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Carisa Koch is a financial advisor professional located in Apache Junction, AZ. They specialize in financial advisory. With over 5 years of experience, they bring deep expertise to every client.
Carisa Koch - Pfs Investments Inc. holds an active professional license (FINRA CRD) for your protection.
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Carisa Koch operates Pfs Investments Inc. in Apache Junction, Arizona, serving clients as a financial advisor. With five years in the financial services industry, Koch brings experience in investment planning and financial guidance. The business is registered with FINRA, the regulatory body overseeing investment professionals and broker-dealers in the United States.
Carisa Koch holds a FINRA CRD registration, which identifies her as a financial professional registered with the Financial Industry Regulatory Authority. This registration means Koch operates under FINRA's regulatory oversight and must comply with industry standards for conduct, disclosure, and client protection. FINRA registration typically applies to investment advisors, broker representatives, and other securities professionals. Clients working with a FINRA-registered advisor benefit from regulatory compliance requirements and dispute resolution mechanisms.