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Brian Simkin is a financial advisor professional located in Arlington Heights, IL. They specialize in financial advisory. With over 17 years of experience, they bring deep expertise to every client.
Brian Simkin - Cetera Financial Specialists Llc holds an active professional license (FINRA CRD) for your protection.
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Brian Simkin operates Cetera Financial Specialists LLC in Arlington Heights, Illinois. With 17 years in the financial advisory field, Simkin brings substantial experience to client engagements. The practice holds a FINRA CRD registration (License #5600438), which establishes accountability within the regulated securities industry. Cetera Financial Specialists LLC serves clients seeking financial guidance and planning services.
A FINRA CRD (Central Registration Depository) license number indicates the advisor is registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization for securities brokers and dealers in the United States. This registration means the advisor operates under FINRA oversight and must comply with securities regulations, anti-fraud rules, and continuing education requirements. Clients can verify an advisor's registration status and disciplinary history through FINRA's BrokerCheck system, providing transparency into their professional standing and qualifications to handle investment and securities-related matters.