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Nicholas Peter Swanson is a financial advisor professional located in Arvada, CO. They specialize in financial advisory. With over 1 years of experience, they bring deep expertise to every client.
Nicholas Peter Swanson - Savvy holds an active professional license (FINRA CRD) for your protection.
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Nicholas Peter Swanson operates Savvy, a financial advisory practice based in Arvada, Colorado. With one year in business, he holds a FINRA CRD registration, which governs his work in securities and investment advice. His practice focuses on delivering financial guidance to clients seeking professional investment and wealth management services.
A FINRA CRD registration indicates that Nicholas Peter Swanson is registered with the Financial Industry Regulatory Authority, the primary regulatory body overseeing securities professionals and investment advisors in the United States. This registration means he has passed required examinations and background checks, and his activities are subject to FINRA's rules and ongoing compliance oversight. Clients working with a FINRA-registered advisor have access to dispute resolution processes and regulatory protections specific to securities and investment services.