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Toby Lee Romero is a financial advisor professional located in Arvada, CO. They specialize in financial advisory.
Toby Lee Romero - Wells Fargo Clearing Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Toby Lee Romero operates as a financial advisor through Wells Fargo Clearing Services, LLC, based in Arvada, Colorado. The business is registered with FINRA under CRD license number 8213600, which governs securities and investment advisory activities. This registration indicates the advisor operates within the regulatory framework established by the Financial Industry Regulatory Authority, ensuring compliance with federal securities laws and industry standards.
A FINRA CRD (Central Registration Depository) license number indicates that this financial advisor is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and investment advisors in the United States. This registration means the advisor has met specific regulatory requirements and is subject to FINRA oversight, including ongoing compliance monitoring and customer protection rules. FINRA registration signals that the advisor operates within established legal and ethical frameworks designed to protect investors and maintain market integrity.