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Gene Randall Rhoades is a financial advisor professional located in Ashland, KY. They specialize in financial advisory. With over 36 years of experience, they bring deep expertise to every client.
Gene Randall Rhoades - Cetera Wealth Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Gene Randall Rhoades operates Cetera Wealth Services, LLC in Ashland, Kentucky, as a financial advisor. With 36 years in the industry, Rhoades brings substantial experience in wealth management and financial planning. The firm holds FINRA CRD registration, which indicates involvement in securities-related advisory work under regulatory oversight. Clients seeking guidance on financial matters can connect with this established local practice.
FINRA CRD registration signals that Gene Randall Rhoades operates under the Financial Industry Regulatory Authority's oversight system. This designation means the advisor is registered to conduct securities-related business and is subject to FINRA rules, compliance requirements, and regulatory examinations. FINRA maintains detailed records of disciplinary history, qualifications, and employment. For clients, this registration provides a layer of regulatory accountability and access to dispute resolution mechanisms through FINRA's framework.