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Steven L Simmerman is a financial advisor professional located in Ashland, KY. They specialize in financial advisory. With over 31 years of experience, they bring deep expertise to every client.
Steven L Simmerman - Raymond James & Associates, Inc. holds an active professional license (FINRA CRD) for your protection.
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Steven L Simmerman is a financial advisor based in Ashland, Kentucky, with 31 years in the financial services industry. He operates through Raymond James & Associates, Inc., a major brokerage firm. His FINRA CRD registration (license #2591072) reflects his standing in the securities industry and demonstrates compliance with federal regulatory standards. With over three decades of experience, Simmerman brings extensive background to financial planning and investment management.
A FINRA CRD (Central Registration Depository) license number indicates that Steven L Simmerman is registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization for securities brokers and dealers in the United States. This registration means he operates under FINRA oversight and must comply with strict regulatory standards governing conduct, disclosure, and client protection. The license demonstrates his authorization to engage in securities-related activities and reflects his adherence to industry compliance requirements.