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Leslie Earle Stevens is a financial advisor professional located in Auburn, ME. They specialize in financial advisory. With over 31 years of experience, they bring deep expertise to every client.
Leslie Earle Stevens - Cetera Advisors Llc holds an active professional license (FINRA CRD) for your protection.
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Leslie Earle Stevens operates as a financial advisor with Cetera Advisors Llc in Auburn, Maine. With 31 years in the financial services industry, Stevens brings extensive experience to client relationships. The business is registered with FINRA under CRD license number 2585283, which establishes regulatory oversight and accountability in securities and investment advisory matters. Stevens serves clients seeking professional financial guidance and planning services.
The FINRA CRD (Central Registration Depository) license indicates that Leslie Earle Stevens is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and investment advisors in the United States. This registration means Stevens is authorized to provide investment and financial advisory services and is subject to FINRA's regulatory requirements, compliance standards, and ongoing oversight. The CRD system maintains detailed records of the advisor's qualifications, employment history, and any disciplinary actions, providing transparency and consumer protection in the financial advisory relationship.