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Kim Alan Carver is a financial advisor professional located in Aurora, CO. They specialize in financial advisory. With over 43 years of experience, they bring deep expertise to every client.
Kim Alan Carver - Pfs Investments Inc. holds an active professional license (FINRA CRD) for your protection.
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Kim Alan Carver operates PFS Investments Inc. in Aurora, Colorado, bringing 43 years of experience in financial advisory services. The firm holds a FINRA CRD license (number 1042262), which governs securities and investment advisory activities at the federal level. With over four decades in the financial services industry, Carver has developed extensive experience working with clients on investment and financial planning matters.
A FINRA CRD (Central Registration Depository) license indicates that Kim Alan Carver is registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization overseeing broker-dealers and investment advisors in the United States. This registration means the advisor operates under FINRA's rules and compliance requirements, which govern how investment advice is delivered, how client accounts are managed, and how disputes are handled. FINRA registration signals that the advisor has met baseline regulatory standards and is subject to ongoing oversight and periodic examinations to protect investor interests.