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Katherine Preston is a financial advisor professional located in Basalt, CO. They specialize in financial advisory. With over 11 years of experience, they bring deep expertise to every client.
Katherine Preston - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Katherine Preston operates as a financial advisor through LPL Financial LLC in Basalt, Colorado. With 11 years in the financial services industry, Preston brings established experience to client relationships. The business operates under FINRA CRD oversight, which governs securities and investment advisory practices at the federal level.
Katherine Preston holds a FINRA CRD registration (License #6315544), which means she is registered with the Financial Industry Regulatory Authority. This registration indicates that Preston is authorized to conduct securities business and investment advisory activities under federal oversight. FINRA CRD registration requires background checks, examinations, and ongoing compliance with industry rules designed to protect investors. This credential signals that Preston operates within a regulated framework and is subject to FINRA's standards for conduct and disclosure.