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Stephen Joseph Ciaccio is a financial advisor professional located in Batavia, IL. They specialize in financial advisory. With over 17 years of experience, they bring deep expertise to every client.
Stephen Joseph Ciaccio - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Stephen Joseph Ciaccio operates as a financial advisor through LPL Financial LLC in Batavia, Illinois. With 17 years in the financial services industry, he brings substantial experience to client relationships. His FINRA CRD registration (License #5555374) indicates registration with the Financial Industry Regulatory Authority, which oversees broker-dealers and investment advisors. This background positions him to discuss investment strategies, portfolio management, and financial planning with clients seeking professional guidance.
Stephen Joseph Ciaccio holds a FINRA CRD registration (License #5555374), which means he is registered with the Financial Industry Regulatory Authority. This registration is required for individuals who sell securities or provide investment advice through a registered broker-dealer or investment advisor firm. FINRA oversight involves compliance with industry regulations, continuing education requirements, and adherence to standards of conduct. A FINRA CRD registration signals that the advisor operates under regulatory supervision and has met baseline qualifications to handle client investments and financial matters.