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Stephen T. Hicks is a financial advisor professional located in Batavia, NY. They specialize in financial advisory. With over 18 years of experience, they bring deep expertise to every client.
Stephen T. Hicks - Commonwealth Financial Network holds an active professional license (FINRA CRD) for your protection.
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Stephen T. Hicks is a financial advisor based in Batavia, NY, with 18 years of experience in the financial services industry. Operating under Commonwealth Financial Network, he works with clients on financial planning and investment management. His professional registration is tracked through FINRA CRD #5383772, which maintains records of his qualifications and regulatory history in the securities industry.
Stephen T. Hicks holds a FINRA CRD registration, which means he is registered with the Financial Industry Regulatory Authority. This registration indicates he meets baseline qualifications to offer securities-related services and investment advice. FINRA maintains ongoing oversight of his compliance and professional conduct, and his registration number (5383772) allows clients to verify his credentials and review any regulatory history through FINRA's public database.