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Dennis Adrian Smith is a financial advisor professional located in Battle Creek, MI. They specialize in financial advisory. With over 32 years of experience, they bring deep expertise to every client.
Dennis Adrian Smith - Osaic Wealth, Inc. holds an active professional license (FINRA CRD) for your protection.
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Dennis Adrian Smith is a financial advisor based in Battle Creek, Michigan, operating through Osaic Wealth, Inc. With 32 years in the financial services industry, Smith brings substantial experience to client relationships. He holds FINRA CRD registration (License #1133886), which enables him to work with clients on investment and financial planning matters. His long tenure in the field reflects deep familiarity with market conditions and financial strategies across multiple economic cycles.
Dennis Adrian Smith's FINRA CRD (Central Registration Depository) license indicates he is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees broker-dealers and financial professionals in the United States. This registration means Smith is authorized to engage in securities transactions and provide investment advice to clients. FINRA registration requires compliance with industry rules, continuing education, and regulatory oversight, signaling that he operates within established financial services standards and maintains active compliance with federal and industry regulations.