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Kristen M Riordan is a financial advisor professional located in Beverly, MA. They specialize in financial advisory. With over 9 years of experience, they bring deep expertise to every client.
Kristen M Riordan - Brookwood Securities Partners, Llc holds an active professional license (FINRA CRD) for your protection.
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Kristen M Riordan operates as a financial advisor through Brookwood Securities Partners, LLC, based in Beverly, Massachusetts. With 9 years in the financial services industry, she holds a FINRA CRD license number 2409182, which registers her with the Financial Industry Regulatory Authority. Her experience spans nearly a decade of work in financial advisory services.
Kristen M Riordan's FINRA CRD (Central Registration Depository) license indicates she is registered with the Financial Industry Regulatory Authority, the primary regulatory body overseeing securities professionals in the United States. This registration means she operates under FINRA's rules and compliance standards, which govern her conduct, disclosures, and interactions with clients. The CRD system tracks her licensing history, qualifications, and disciplinary records, providing transparency about her regulatory standing and professional background in securities and financial services.