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James Aloysius Fagan is a financial advisor professional located in Bloomfield, NJ. They specialize in financial advisory. With over 52 years of experience, they bring deep expertise to every client.
James Aloysius Fagan - Nw Capital Markets Inc. holds an active professional license (FINRA CRD) for your protection.
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James Aloysius Fagan operates NW Capital Markets Inc. in Bloomfield, NJ, bringing 52 years of experience in financial advisory services. The firm is registered with FINRA CRD #203698, ensuring compliance with securities industry standards and regulatory oversight. With more than five decades in the financial sector, Fagan has developed deep expertise serving clients seeking professional guidance on investment and financial planning matters.
A FINRA CRD registration indicates that James Aloysius Fagan and NW Capital Markets Inc. are registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees brokers and investment advisors. This registration means the firm operates under FINRA's regulatory framework, which includes compliance requirements, background checks, and ongoing supervision. Clients can verify registration details and disciplinary history through FINRA's BrokerCheck database, providing transparency into the advisor's qualifications and regulatory standing.