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Douglas Alan Ummel is a financial advisor professional located in Bloomington, IN. They specialize in financial advisory. With over 27 years of experience, they bring deep expertise to every client.
Douglas Alan Ummel - Private Client Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Douglas Alan Ummel operates Private Client Services, LLC, a financial advisory firm based in Bloomington, Indiana. With 27 years of experience in the financial services industry, Ummel brings substantial background to client relationships. The firm holds a FINRA CRD license (Number 3052458), which governs securities-related advisory work. This long tenure reflects established practice in managing client portfolios and financial planning matters.
A FINRA CRD license indicates that Douglas Alan Ummel is registered with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing brokers and investment advisors. This registration means Ummel has met specific training and examination requirements to offer securities advice and manage client investments. FINRA CRD registration provides a layer of regulatory oversight and accountability, allowing clients to verify the advisor's background and disciplinary history through FINRA's public database. This credential signals professional standing within the securities industry.