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Charles Cawthon Sorsby is a financial advisor professional located in Bonita Springs, FL. They specialize in financial advisory. With over 50 years of experience, they bring deep expertise to every client.
Charles Cawthon Sorsby - Sorsby Financial Corp. holds an active professional license (FINRA CRD) for your protection.
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Charles Cawthon Sorsby operates Sorsby Financial Corp. in Bonita Springs, Florida. With 50 years in the financial advisory field, Sorsby brings extensive experience to client relationships. The firm holds a FINRA CRD registration, which indicates involvement in securities and investment advisory work under Financial Industry Regulatory Authority oversight. This long tenure reflects sustained engagement in the financial services sector.
Sorsby Financial Corp. maintains a FINRA CRD (Central Registration Depository) license number 809318. This registration means the firm and its representatives are registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and dealers in the United States. FINRA CRD registration requires compliance with regulatory standards, background checks, and ongoing continuing education requirements. It signals that the advisor operates within a framework of federal oversight and industry compliance obligations designed to protect clients in securities and investment matters.