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Kelly Ann Richard is a financial advisor professional located in Boonville, IN. They specialize in financial advisory. With over 24 years of experience, they bring deep expertise to every client.
Kelly Ann Richard - Vanderbilt Securities, Llc holds an active professional license (FINRA CRD) for your protection.
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Kelly Ann Richard operates Vanderbilt Securities, LLC in Boonville, Indiana, bringing 24 years of experience in financial advisory services. The firm holds a FINRA CRD registration (License #2367126), positioning it within the regulatory framework that oversees securities professionals and investment advisors. With more than two decades in the industry, Kelly Ann Richard has developed substantial experience navigating financial markets and client relationships. Vanderbilt Securities serves clients seeking guidance on investment and financial planning matters in the Boonville area.
A FINRA CRD registration indicates that Kelly Ann Richard and Vanderbilt Securities operate under the oversight of the Financial Industry Regulatory Authority, which regulates securities brokers and investment professionals. This registration means the firm and its representatives have met baseline qualifications and are subject to ongoing compliance and regulatory requirements. FINRA maintains a centralized database (the Central Registration Depository) tracking licensing, disciplinary history, and professional background for securities industry participants. This regulatory structure is designed to protect investors by ensuring professionals meet competency standards and operate within defined legal boundaries.