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Charles Ernest Gualano is a financial advisor professional located in Brandon, MS. They specialize in financial advisory. With over 28 years of experience, they bring deep expertise to every client.
Charles Ernest Gualano - Raymond James & Associates, Inc. holds an active professional license (FINRA CRD) for your protection.
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Charles Ernest Gualano is a financial advisor based in Brandon, Mississippi, with 28 years of experience in the financial services industry. He operates under Raymond James & Associates, Inc., a major brokerage firm. Gualano is registered with FINRA (Financial Industry Regulatory Authority) under CRD #2916918, which means his activities are subject to federal oversight and industry standards. His extensive tenure reflects sustained involvement in financial advisory work.
A FINRA CRD registration indicates that Charles Ernest Gualano is registered with the Financial Industry Regulatory Authority, the primary regulator of brokers and brokerage firms in the United States. This registration means his financial advisory activities are subject to FINRA's rules, compliance requirements, and ongoing supervision. FINRA-registered advisors must meet specific training and qualification standards, and their conduct is monitored to protect investors. The CRD number (2916918) is a unique identifier that allows clients to verify his registration status and disciplinary history through FINRA's public database.