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Matthew Thomas Sweeney is a financial advisor professional located in Bristol, CT. They specialize in financial advisory.
Matthew Thomas Sweeney - William Joseph Capital Management, Inc. holds an active professional license (FINRA CRD) for your protection.
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Matthew Thomas Sweeney operates William Joseph Capital Management, Inc. in Bristol, Connecticut, offering financial advisory services. He holds a FINRA CRD license (number 5705171), which registers him with the Financial Industry Regulatory Authority. This registration indicates he operates under FINRA oversight and must comply with industry standards for conducting securities and investment business. Prospective clients can verify his licensing status and regulatory history through FINRA's public databases.
A FINRA CRD (Central Registration Depository) license identifies Matthew Thomas Sweeney as a registered financial professional subject to FINRA regulation and oversight. FINRA is the primary self-regulatory organization for the securities industry, meaning he must follow established rules governing conduct, disclosures, and client interactions. This registration allows him to conduct investment advisory and securities business while maintaining compliance with federal and industry standards. Clients can look up his registration details and disciplinary history through FINRA's BrokerCheck system to verify his standing and background.