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Willard A. Phillips is a financial advisor professional located in Brunswick, GA. They specialize in financial advisory. With over 25 years of experience, they bring deep expertise to every client.
Willard A. Phillips - Cetera Wealth Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Willard A. Phillips operates Cetera Wealth Services, LLC in Brunswick, Georgia, bringing 25 years of experience in financial advisory. The firm holds a FINRA CRD registration (License #4304847), which provides regulatory oversight of securities-related activities. With more than two decades in the industry, Phillips serves clients seeking guidance on financial planning and investment matters. The business is registered with FINRA, the Financial Industry Regulatory Authority, ensuring compliance with securities regulations and industry standards.
A FINRA CRD license means Willard A. Phillips is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees securities brokers and advisors. This registration indicates the advisor is authorized to conduct securities-related business and is subject to FINRA's rules, examinations, and disciplinary oversight. The CRD system maintains detailed records of the advisor's qualifications, employment history, and regulatory actions, which are accessible to the public. This structure protects investors by ensuring advisors meet competency standards and operate under regulatory supervision.