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Richard James Rogers is a financial advisor professional located in Carbondale, CO. They specialize in financial advisory.
Richard James Rogers - Captrust holds an active professional license (FINRA CRD) for your protection.
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Richard James Rogers operates as a financial advisor in Carbondale, Colorado, under the Captrust banner. He holds a FINRA CRD license (number 3168160), which registers him with the Financial Industry Regulatory Authority. This credential signals his involvement in securities and investment advisory work, placing him within the regulated financial services sector. Prospective clients in the Carbondale area can verify his registration status through FINRA's public database to confirm his standing and any disciplinary history.
Richard James Rogers holds a FINRA CRD license, which means he is registered with the Financial Industry Regulatory Authority—the self-regulatory organization that oversees securities brokers and investment advisors. This registration indicates he operates within the regulated financial services industry and is subject to FINRA's compliance rules and periodic examinations. The CRD number serves as his unique identifier in FINRA's Central Registration Depository, allowing clients and regulators to track his licensing history, any disciplinary actions, and professional background in the securities field.