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Benjamin James Cole is a financial advisor professional located in Carlsbad, NM. They specialize in financial advisory. With over 2 years of experience, they bring deep expertise to every client.
Benjamin James Cole - Lincoln Investment holds an active professional license (FINRA CRD) for your protection.
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Benjamin James Cole operates Lincoln Investment in Carlsbad, New Mexico. As a financial advisor with two years in business, Cole holds a FINRA CRD registration (License #7788600), which governs his work in securities and investment advisory services. His background and registration allow him to work with clients on investment-related matters within the scope of FINRA regulations.
Benjamin James Cole's FINRA CRD registration (License #7788600) means he is registered with the Financial Industry Regulatory Authority and cleared to conduct securities and investment advisory business. FINRA CRD registration requires passing required exams and maintaining ongoing compliance with federal securities regulations. This registration signals that Cole operates under FINRA's oversight and must adhere to rules governing fair dealing, suitability standards, and customer protection in investment matters.