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Frederick Louis Babe is a financial advisor professional located in Chelsea, MI. They specialize in financial advisory.
Frederick Louis Babe - Raymond James Financial Services, Inc. holds an active professional license (FINRA CRD) for your protection.
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Frederick Louis Babe is a financial advisor based in Chelsea, Michigan, operating through Raymond James Financial Services, Inc. He holds a FINRA CRD license (8132336), which authorizes him to provide securities and investment advice under industry regulatory oversight. Raymond James is a well-established financial services firm offering comprehensive wealth management and investment solutions. Babe works with clients seeking professional guidance on their financial planning and investment strategies.
Frederick Louis Babe's FINRA CRD license indicates he is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees brokers and financial advisors in the United States. This registration means he has completed required background checks, passed qualifying exams, and is subject to ongoing compliance and ethical standards set by FINRA and the SEC. The license number (8132336) is his unique identifier in the FINRA system, allowing clients to verify his credentials and regulatory history. This designation signals he is authorized to handle securities transactions and provide investment advice within defined regulatory parameters.