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Laura Mary O'Geen is a financial advisor professional located in Clarence, NY. They specialize in financial advisory. With over 28 years of experience, they bring deep expertise to every client.
Laura Mary O'Geen - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Laura Mary O'Geen operates as a financial advisor through LPL Financial LLC in Clarence, NY. With 28 years in the financial services industry, she brings substantial experience to client relationships. Her work is conducted under FINRA CRD oversight, which governs securities-related activities and broker-dealer operations. LPL Financial LLC provides the regulatory and operational framework for her advisory services.
Laura Mary O'Geen holds a FINRA CRD license, which indicates she is registered with the Financial Industry Regulatory Authority. This registration means she operates under FINRA's regulatory oversight and is authorized to conduct securities and investment advisory activities. FINRA CRD registration requires compliance with industry standards, continuing education requirements, and ethical guidelines that govern broker-dealers and investment professionals. This registration status signals that her practice is subject to regulatory examination and investor protection rules established by FINRA.