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Dianne Mason is a financial advisor professional located in Clinton, CT. They specialize in financial advisory. With over 13 years of experience, they bring deep expertise to every client.
Dianne Mason - Key Investment Services Llc holds an active professional license (FINRA CRD) for your protection.
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Dianne Mason operates Key Investment Services LLC in Clinton, Connecticut. With 13 years in the financial advisory field, Mason holds a FINRA CRD license (number 4322494), which governs her practice in securities and investment guidance. The firm provides investment advisory services to clients seeking professional financial planning and portfolio management.
A FINRA CRD license indicates that Dianne Mason is registered with the Financial Industry Regulatory Authority, the independent regulator overseeing brokers and investment advisors. This registration requires background checks, compliance training, and ongoing adherence to industry standards. The CRD number (4322494) is a unique identifier that allows clients to verify her registration status and disciplinary history through FINRA's public database. This licensing structure ensures she operates under regulatory oversight and fiduciary obligations when handling client investments.