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Lee Harrison Norman is a financial advisor professional located in Clinton, CT. They specialize in financial advisory. With over 33 years of experience, they bring deep expertise to every client.
Lee Harrison Norman - Osaic Institutions, Inc. holds an active professional license (FINRA CRD) for your protection.
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Lee Harrison Norman operates as a financial advisor through Osaic Institutions, Inc. in Clinton, Connecticut. With 33 years in the financial services industry, Norman brings extensive experience to client relationships. The business is registered under FINRA CRD license number 2279436, indicating oversight by the Financial Industry Regulatory Authority. This long tenure reflects deep familiarity with market conditions, client needs, and regulatory requirements that shape advisory practices.
A FINRA CRD license number signals that Lee Harrison Norman is registered with the Financial Industry Regulatory Authority, which oversees brokers and financial advisors in the United States. This registration means the advisor operates under FINRA's regulatory framework, which establishes standards for conduct, disclosure, and customer protection. FINRA maintains detailed records of disciplinary history and qualifications for registered representatives, making this information publicly accessible. The license reflects adherence to federal securities laws and industry rules designed to protect investors.