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Lauren Carolyn Theken is a financial advisor professional located in Colorado Spgs, CO. They specialize in financial advisory. With over 15 years of experience, they bring deep expertise to every client.
Lauren Carolyn Theken - Northwestern Mutual Investment Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Lauren Carolyn Theken is a financial advisor with Northwestern Mutual Investment Services, LLC, based in Colorado Springs, CO. With 15 years of experience in financial services, she works with clients on investment and financial planning needs. She holds a FINRA CRD license, which governs her practice in the securities industry.
A FINRA CRD license indicates that Lauren Carolyn Theken is registered with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing investment professionals and brokers. This registration means she meets baseline competency requirements and is subject to FINRA's rules and oversight. The CRD (Central Registration Depository) number is a unique identifier tracking her registration status and disciplinary history. This license is required for professionals offering investment advice or securities transactions.