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Lanny Tray Ott is a financial advisor professional located in Conway, AR. They specialize in financial advisory. With over 18 years of experience, they bring deep expertise to every client.
Lanny Tray Ott - St. Bernard Financial Services, Inc. holds an active professional license (FINRA CRD) for your protection.
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Lanny Tray Ott operates St. Bernard Financial Services, Inc. in Conway, Arkansas, bringing 18 years of experience in financial advisory services. The firm holds a FINRA CRD license (number 5465380), which governs securities and investment advisory activities. Lanny Tray Ott works with clients seeking guidance on financial planning and investment matters within the regulatory framework that FINRA oversight provides.
A FINRA CRD license indicates that Lanny Tray Ott is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees brokers and investment professionals. This registration means the advisor operates under FINRA's rules and compliance standards, which include suitability requirements, disclosure obligations, and ongoing regulatory oversight. Clients working with a FINRA-registered advisor have access to FINRA's dispute resolution processes and can verify registration details through the public CRD database.