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James D Thibaut is a financial advisor professional located in Covington, LA. They specialize in financial advisory. With over 8 years of experience, they bring deep expertise to every client.
James D Thibaut - Mml Investors Services, Llc holds an active professional license (FINRA CRD) for your protection.
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James D Thibaut operates MML Investors Services, LLC in Covington, Louisiana. With 8 years in the financial advisory industry, he brings experience in helping clients navigate investment decisions. His business is identified by FINRA CRD registration number 6778596, which indicates involvement in securities and investment advisory oversight. The firm serves clients seeking financial guidance and investment services in the local area.
A FINRA CRD (Central Registration Depository) license number indicates that this advisor is registered with the Financial Industry Regulatory Authority, which oversees investment professionals and brokers. This registration means the individual has met specific training and examination requirements to conduct securities business and provide investment advice. FINRA maintains oversight of registered representatives to ensure compliance with industry regulations and standards. Clients can verify registration details through FINRA's public database to confirm licensing status and any disciplinary history.