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Sean H Claiborne is a financial advisor professional located in Crete, IL. They specialize in financial advisory. With over 20 years of experience, they bring deep expertise to every client.
Sean H Claiborne - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Sean H Claiborne is a financial advisor based in Crete, Illinois, operating through LPL Financial LLC. With 20 years of experience in the financial services industry, Claiborne brings substantial professional tenure to client relationships. His practice is registered with FINRA, the Financial Industry Regulatory Authority, which oversees broker-dealers and investment professionals. Claiborne holds a FINRA CRD registration (license #4949746), indicating his standing within the regulatory framework that governs securities professionals.
Claiborne's FINRA CRD registration means he is a registered representative subject to FINRA oversight and regulatory requirements. FINRA (Financial Industry Regulatory Authority) is the independent regulator for securities brokers and dealers in the United States. This registration signals that Claiborne has met baseline qualifications, passed required examinations, and operates under FINRA's rules and supervision. Clients working with a FINRA-registered advisor have access to FINRA's dispute resolution processes and can verify the advisor's background and disciplinary history through FINRA's BrokerCheck system.