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Sarah M Kennedy is a financial advisor professional located in Darien, CT. They specialize in financial advisory. With over 13 years of experience, they bring deep expertise to every client.
Sarah M Kennedy - Merrill Lynch, Pierce, Fenner & Smith Incorporated holds an active professional license (FINRA CRD) for your protection.
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Sarah M Kennedy is a financial advisor based in Darien, Connecticut, with 13 years of experience in the financial services industry. She is affiliated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and holds a FINRA CRD license (number 5795366), which regulates her practice and ensures compliance with industry standards. Her background positions her to assist clients with financial planning and investment management needs.
Sarah M Kennedy's FINRA CRD (Central Registration Depository) license means she is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and advisors in the United States. This registration indicates she has met education and testing requirements to offer securities and investment advice. FINRA oversight involves background checks, continuing education requirements, and regulatory compliance monitoring. Her license number (5795366) is publicly verifiable through FINRA's BrokerCheck system, allowing clients to confirm her registration status and review any disciplinary history.