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Samantha Sue Seeley is a financial advisor professional located in Delta, CO. They specialize in financial advisory. With over 1 years of experience, they bring deep expertise to every client.
Samantha Sue Seeley - Cetera Advisors Llc holds an active professional license (FINRA CRD) for your protection.
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Samantha Sue Seeley operates with Cetera Advisors LLC in Delta, Colorado. She holds a FINRA CRD license number 7273956, which permits her to provide financial advisory services. With one year in business, she is actively serving clients in the financial advisory space. Her licensing through FINRA indicates registration with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing broker-dealers and their representatives.
Samantha Sue Seeley's FINRA CRD (Central Registration Depository) license means she is registered with the Financial Industry Regulatory Authority, the primary regulator of securities firms and financial professionals. This registration allows her to engage in investment advisory and brokerage activities. FINRA oversight includes compliance monitoring, continuing education requirements, and enforcement authority to protect investors. Her license number (7273956) is publicly verifiable through FINRA's BrokerCheck system, allowing clients to review her registration history and any disciplinary records.