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Dariusz A Caputa is a financial advisor professional located in Des Plaines, IL. They specialize in financial advisory. With over 21 years of experience, they bring deep expertise to every client.
Dariusz A Caputa - Cetera Financial Specialists Llc holds an active professional license (FINRA CRD) for your protection.
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Dariusz A Caputa operates Cetera Financial Specialists LLC in Des Plaines, Illinois, with 21 years of experience in financial advisory services. The business is registered under FINRA CRD license number 3127239, indicating regulatory oversight by the Financial Industry Regulatory Authority. With more than two decades in the industry, Caputa brings established experience to client financial planning and investment guidance.
Dariusz A Caputa holds a FINRA CRD (Central Registration Depository) registration, which means he is registered with the Financial Industry Regulatory Authority. This registration indicates that he operates under FINRA's regulatory framework and compliance requirements, which govern the conduct of securities professionals and investment advisors. FINRA CRD registration signals that the advisor is subject to industry standards, continuing education requirements, and regulatory oversight designed to protect investors. This license type applies to professionals engaged in securities sales, investment advice, and related financial services.