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Nathanial Dale Shupe is a financial advisor professional located in Du Quoin, IL. They specialize in financial advisory. With over 11 years of experience, they bring deep expertise to every client.
Nathanial Dale Shupe - Lpl Enterprise, Llc holds an active professional license (FINRA CRD) for your protection.
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Nathanial Dale Shupe operates LPL Enterprise, LLC, a financial advisory firm based in Du Quoin, Illinois. With 11 years in business, Shupe brings established experience to financial planning and advisory services. The firm holds a FINRA CRD license (number 6321009), which governs securities-related activities and advisor conduct. Clients working with LPL Enterprise can expect engagement with a provider who operates under regulatory oversight designed to protect investors and ensure compliance with industry standards.
A FINRA CRD license indicates that Nathanial Dale Shupe is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees broker-dealers and their representatives. This registration means the advisor has passed required examinations and is subject to ongoing compliance monitoring, background checks, and disciplinary procedures. The CRD (Central Registration Depository) system allows clients to verify an advisor's licensing status, employment history, and any regulatory actions. This structure is designed to establish baseline competency and accountability in securities advisory services.