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David Alexander Ellis is a financial advisor professional located in Dunedin, FL. They specialize in financial advisory.
David Alexander Ellis - Osaic Wealth, Inc. holds an active professional license (FINRA CRD) for your protection.
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David Alexander Ellis is a financial advisor based in Dunedin, Florida, operating through Osaic Wealth, Inc. He holds a FINRA CRD license (number 7881581), which governs his activities in the securities industry. As a financial professional, Ellis works within regulatory frameworks established by the Financial Industry Regulatory Authority to ensure compliance with industry standards and investor protection requirements.
A FINRA CRD license indicates that David Alexander Ellis is registered with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing brokers and investment professionals. This registration means he operates under FINRA's rules and supervision, which establish standards for conduct, competency, and ethical practices in securities transactions and investment advisory services. The CRD (Central Registration Depository) number serves as his official identifier within this regulatory system, allowing clients to verify his credentials and licensing status through FINRA's public database.