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James Aaron Hannack is a financial advisor professional located in Edina, MN. They specialize in financial advisory.
James Aaron Hannack - Punch & Associates Investment Management, Inc. holds an active professional license (FINRA CRD) for your protection.
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James Aaron Hannack operates Punch & Associates Investment Management, Inc. from Edina, Minnesota, offering financial advisory services. The firm holds FINRA CRD registration under license number 6817796, which indicates oversight by the Financial Industry Regulatory Authority. This registration demonstrates the business operates under federal securities regulations and industry compliance standards. Prospective clients evaluating this advisor should verify current licensing status and review any available regulatory filings through FINRA's public database to understand the scope of services and any disciplinary history.
A FINRA CRD license indicates the firm and its representatives are registered with the Financial Industry Regulatory Authority, the primary regulator for securities brokers and investment advisors in the United States. This registration requires compliance with federal securities laws, anti-fraud rules, and ongoing continuing education requirements. The CRD system maintains a public record of the firm's registration status, business activities, and any disciplinary actions. Clients can look up complete registration details and disciplinary history through FINRA's BrokerCheck tool to assess the firm's regulatory standing and background.