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Augustine Hartke is a financial advisor professional located in Elgin, IL. They specialize in financial advisory.
Augustine Hartke - Northwestern Mutual Investment Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Augustine Hartke operates Northwestern Mutual Investment Services, LLC in Elgin, Illinois. As a financial advisor, Hartke works with clients on investment and financial planning matters. The business holds a FINRA CRD license (number 8062257), which indicates registration with the Financial Industry Regulatory Authority. This registration allows the advisor to conduct securities-related business and serve clients seeking investment guidance and financial services within the scope of FINRA-regulated activities.
Augustine Hartke's FINRA CRD license (8062257) indicates registration with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees investment professionals and broker-dealers in the United States. This license means the advisor is authorized to conduct securities transactions and provide investment advice under FINRA's regulatory framework. FINRA registration requires compliance with industry rules, ethical standards, and ongoing continuing education requirements. It signals that the advisor operates within established regulatory guidelines designed to protect investors and maintain market integrity.