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Jesse Ryan Stubbs is a financial advisor professional located in Erie, CO. They specialize in financial advisory.
Jesse Ryan Stubbs - Stubbs Investments, Llc holds an active professional license (FINRA CRD) for your protection.
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Jesse Ryan Stubbs operates Stubbs Investments, LLC in Erie, Colorado, offering financial advisory services. The business is registered with FINRA under CRD license number 7074072, which establishes oversight and regulatory compliance for investment advisory activities. Clients working with Stubbs Investments can expect guidance aligned with FINRA's regulatory framework, which governs broker-dealers and investment professionals operating in the securities industry.
A FINRA CRD registration means Jesse Ryan Stubbs is registered with the Financial Industry Regulatory Authority, the primary regulatory organization for broker-dealers and investment professionals in the United States. This registration requires compliance with FINRA rules, regular reporting, and adherence to standards designed to protect investors. The CRD (Central Registration Depository) system maintains detailed records of the advisor's qualifications, employment history, and any disciplinary actions. This registration signals that the advisor operates under federal oversight and must meet specific competency and ethical standards in providing investment advice and managing securities transactions.