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Aaron Paul Kempen is a financial advisor professional located in Fort Lauderdale, FL. They specialize in financial advisory. With over 16 years of experience, they bring deep expertise to every client.
Aaron Paul Kempen - Cetera Wealth Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Aaron Paul Kempen operates Cetera Wealth Services, LLC in Fort Lauderdale, Florida. With 16 years in the financial advisory industry, he brings substantial experience to wealth management and financial planning. Kempen holds a FINRA CRD license (number 5020223), which regulates his activities in securities and investment advice. His practice serves clients seeking professional guidance on financial matters within the regulatory framework governing investment advisors and broker-dealers.
A FINRA CRD (Central Registration Depository) license indicates that Aaron Paul Kempen is registered with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing broker-dealers and investment professionals. This registration means he operates under FINRA's compliance and conduct rules, which govern how he can solicit clients, manage accounts, and handle securities transactions. The CRD license demonstrates he meets baseline qualification standards and is subject to ongoing regulatory oversight and examination. Clients working with a FINRA-registered advisor have access to dispute resolution processes and can verify registration status through FINRA's public database.