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Alain Guerra Diaz is a financial advisor professional located in Fort Lauderdale, FL. They specialize in financial advisory. With over 3 years of experience, they bring deep expertise to every client.
Alain Guerra Diaz - Merrill Lynch, Pierce, Fenner & Smith Incorporated holds an active professional license (FINRA CRD) for your protection.
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Alain Guerra Diaz is a financial advisor based in Fort Lauderdale, Florida, operating with Merrill Lynch, Pierce, Fenner & Smith Incorporated. With three years in the financial services industry, he works with clients on investment and wealth management matters. His practice is registered under FINRA CRD number 7563575, which tracks his professional standing and regulatory history in the securities industry.
Alain Guerra Diaz holds a FINRA CRD registration, which means he is registered with the Financial Industry Regulatory Authority. This registration tracks financial professionals who sell securities and provide investment advice. The CRD system maintains records of his qualifications, employment history, and any regulatory actions. Working through Merrill Lynch, a major financial services firm, indicates he operates under institutional compliance and oversight frameworks designed to protect client interests.