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James Richard Haught is a financial advisor professional located in Fort Myers, FL. They specialize in financial advisory. With over 33 years of experience, they bring deep expertise to every client.
James Richard Haught - Cetera Wealth Services, Llc holds an active professional license (FINRA CRD) for your protection.
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James Richard Haught operates Cetera Wealth Services, LLC in Fort Myers, Florida. With 33 years in the financial advisory field, Haught brings extensive experience to wealth management and financial planning. His practice is registered with FINRA (Financial Industry Regulatory Authority), the primary regulatory body overseeing investment professionals and brokerage firms in the United States. This registration reflects his professional standing within the regulated financial services industry.
A FINRA CRD (Central Registration Depository) license indicates that James Richard Haught is registered with FINRA, the independent regulatory organization that oversees brokers and investment advisors in the United States. This registration means he operates under FINRA's rules and compliance standards, which govern how financial professionals conduct business, handle client assets, and disclose conflicts of interest. FINRA registration requires ongoing education and adherence to ethical standards designed to protect investors. The license number on file allows clients to verify his registration status and disciplinary history through FINRA's public database.