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Kelly I. Batey is a financial advisor professional located in Frederick, MD. They specialize in financial advisory. With over 28 years of experience, they bring deep expertise to every client.
Kelly I. Batey - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Kelly I. Batey operates as a financial advisor in Frederick, Maryland, bringing 28 years of experience in the financial services industry. Working under LPL Financial LLC, Batey is registered with FINRA (Financial Industry Regulatory Authority) through CRD #2949364. With nearly three decades in the field, Batey has developed substantial expertise navigating investment and financial planning matters for clients.
Kelly I. Batey's FINRA CRD registration indicates registration with the Financial Industry Regulatory Authority, the primary regulatory body overseeing broker-dealers and investment professionals in the United States. This registration means Batey operates under FINRA's compliance and conduct standards, which govern securities sales, investment advice, and financial transactions. The CRD (Central Registration Depository) number serves as Batey's unique identifier within FINRA's system and allows clients to verify registration status and review disciplinary history through FINRA's public database.