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Fabio Estrella De Assis is a financial advisor professional located in Frontenac, MO. They specialize in financial advisory. With over 5 years of experience, they bring deep expertise to every client.
Fabio Estrella De Assis - Merrill Lynch, Pierce, Fenner & Smith Incorporated holds an active professional license (FINRA CRD) for your protection.
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Fabio Estrella De Assis is a financial advisor based in Frontenac, Missouri, operating through Merrill Lynch, Pierce, Fenner & Smith Incorporated. With 5 years in the financial services industry, he works with clients on investment and financial planning matters. His registration is tracked through FINRA CRD #7241253, which maintains oversight of his professional activities and compliance with industry regulations.
A FINRA CRD license number indicates registration with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees broker-dealers and investment professionals. This registration means the advisor is authorized to conduct securities business and is subject to FINRA's rules, examinations, and disciplinary oversight. The CRD system maintains a public record of the advisor's qualifications, employment history, and regulatory standing, providing transparency about their professional background and any disciplinary actions.