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James Kenneth Schuman is a financial advisor professional located in Frontenac, MO. They specialize in financial advisory. With over 53 years of experience, they bring deep expertise to every client.
James Kenneth Schuman - Stifel, Nicolaus & Company, Incorporated holds an active professional license (FINRA CRD) for your protection.
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James Kenneth Schuman is a financial advisor based in Frontenac, Missouri, operating through Stifel, Nicolaus & Company, Incorporated. With 53 years in the financial services industry, Schuman brings extensive experience to client relationships. His FINRA CRD registration (License #415914) indicates his professional standing within the securities industry regulatory framework. Schuman works with clients seeking financial guidance and investment services through one of the nation's established financial services firms.
A FINRA CRD (Central Registration Depository) registration, identified by License #415914, signals that James Kenneth Schuman is registered with the Financial Industry Regulatory Authority. This registration is required for professionals who sell securities or provide investment advice. It means Schuman has met baseline qualifications, passed required examinations, and operates under FINRA's regulatory oversight. The CRD system maintains records of his professional history, qualifications, and any disciplinary actions, providing transparency about his standing in the securities industry.