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John Melvin Surgant is a financial advisor professional located in Frontenac, MO. They specialize in financial advisory. With over 44 years of experience, they bring deep expertise to every client.
John Melvin Surgant - Stifel, Nicolaus & Company, Incorporated holds an active professional license (FINRA CRD) for your protection.
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John Melvin Surgant is a financial advisor based in Frontenac, Missouri, operating through Stifel, Nicolaus & Company, Incorporated. With 44 years in the financial services industry, Surgant brings extensive experience to client relationships. His FINRA CRD registration (License #1020368) reflects his standing within the regulatory framework that governs investment professionals. He works with clients seeking financial guidance and investment management services.
John Melvin Surgant holds a FINRA CRD (Central Registration Depository) license, which is the industry standard registration for investment professionals in the United States. This designation means he is registered with the Financial Industry Regulatory Authority and operates under their oversight. FINRA CRD registration requires compliance with federal securities laws and industry regulations, ensuring that registered representatives maintain professional standards and client protection protocols. His license number (1020368) is his unique identifier within this regulatory system.